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Formed in 1995, Hudson Advisors L.P. (the successor to Brazos Advisors, LLC) is an investment adviser registered with the U.S. Securities and Exchange Commission in reliance on the registration of its wholly-owned subsidiary, Hudson Americas L.P., and maintains offices in Amsterdam, Beijing, Dallas, Dublin, Frankfurt, Hong Kong, Lisbon, London Lone Star Investment Advisors, LLC is a large advisory firm based in Dallas. It manages $432.01 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas. Lone Star Funds is an American private equity firm that invests in distressed assets in the U.S., Canada and internationally.

by-transaction basis, Eberwein caused Lone Star’s violations of Advisers Act Section 206(3). 9. After becoming a registered investment adviser, Lone Star also failed to implement written policies and procedures reasonably designed to satisfy the written disclosure and client consent requirements of Section 206(3) of the Advisers Act. 10. Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor.

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After becoming a registered investment adviser, Lone Star also failed to implement written policies and procedures reasonably designed to satisfy the written disclosure and client consent requirements of Section 206(3) of the Advisers Act. 10. Lone Star North America Acquisitions, L.P. is a large advisory firm based in Dallas. It manages $38.6 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Texas.
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